Compliance work.
Without the chaos.
RegDesk is an operations platform for regulated businesses and the compliance teams that support them. Engagements, evidence, tasks, and audit trail — one source of truth so nothing gets lost, missed, or argued about later.
Platform Features
Everything you need to run a compliant operation
Built specifically for FSCA-regulated businesses and the compliance professionals who manage them.
Structured Engagements
Every FSP application, renewal, variation, or audit is a structured engagement with stages, owners, due dates, and a full activity trail.
Evidence Vault
Upload, version, and track every document. Expiry alerts, access logs, and download history — defensible at any audit.
Audit-Ready Timeline
Every action, file, comment, and approval is timestamped and attributed. No more "who did what and when" disputes.
Risk & SLA Visibility
At-risk flags, overdue tasks, unresponsive clients, and slipped milestones — surfaced automatically before they become problems.
Key Individuals & Directors
Track KI fit and proper status, director changes, and linked entities. All in one place, not scattered across email threads.
Portfolio Risk Dashboard
Multi-entity oversight for compliance firms: expiring licences, missing evidence, overdue tasks, and blockers — across all your FSPs at once.
Use Cases
Built for every role in the compliance chain
Manage every FSP engagement from one operations hub
Stay ahead of FSCA obligations without the spreadsheet chaos
Know exactly where your compliance programme stands
The features that set serious firms apart
Premium capabilities designed for compliance firms managing multiple FSP mandates at scale.
Evidence Pack Builder
One-click export of a regulator-ready pack: documents, metadata, tasks, milestones, timeline, and access log summary — as ZIP + PDF + CSV.
Engagement Templates
Template packs by licence type (Cat I, Cat II, Cat IIA, Cat IV, Crypto) that auto-create checklists, milestones, and evidence placeholders.
Client Participation Portal
Give your FSP clients a secure portal to upload documents, complete assigned tasks, and track their own engagement progress.
One click. Regulator-ready.
When the FSCA calls, you're ready. The Evidence Pack Builder exports a structured ZIP containing all documents (with version history), task statuses, milestones, timeline entries, and a full access log summary — plus a PDF cover sheet and CSV tables. No scrambling. No gaps.
See it in actionDocuments
Latest + all versions
Tasks & Status
Full task history
Milestones
With completion dates
Access Log
Who viewed what, when
Ready to bring order to your compliance work?
Sign in to your RegDesk portal or reach out to get started. No spreadsheets required.